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ARCHIVED - Canadian Forces Grievance Board - Report


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Chairperson's Message

Picture of Bruno Hamel, Chairperson of the Canadian Forces Grievance Board

I am pleased to submit the Canadian Forces Grievance Board's Departmental Performance Report for the period ending March 31, 2011.

A highlight of 2010-11 was the celebration of the Board's 10th anniversary in June, 2010. The occasion provided us with the opportunity to reflect on how far the Board has come, to focus on the challenges for the next ten years and the vision of the Board for the future.

Several initiatives were implemented with the objective of improving the Board's operational and management processes. One of these initiatives was updating the Board's Strategic Outcome, which I believe now more accurately reflects the Board's mandate and vision, and assists in better defining operational and management priorities.

As well, a program evaluation was conducted in accordance with the requirement that all government departments and agencies assess their programs every five years. I am pleased to report that the results of this evaluation validated the Board's strategic direction and priorities and concluded that our grievance review program remains relevant and that the need for an external review of military grievances continues to exist.

As part of its commitment to a fair and transparent military grievance process, the Board participated in the development and implementation of a pilot project launched by the Canadian Forces in January, 2011, which is planned to conclude in the 3rd quarter of 2011-12. The pilot is designed to test a new model for the referral of grievances to the Board. If adopted, the new model will provide the benefit of an external and independent review to the 60% of grievances currently not referred to the Board under the existing regulations.

Throughout 2010-11, the Board also continued its pursuit of management excellence through the implementation of three key initiatives. Measures to streamline the internal review process resulted in reducing the average time required for the review of a grievance to 3.2 months, a significant reduction from the 6.1 months in 2009-10. The second key initiative was the assessment of security risks and enhancement of security awareness within the Board. The third initiative consisted of the re-evaluation of the Board's communications objectives and implementation of a feedback strategy to ensure the effectiveness of its communications activities.

Finally, I would like to express my gratitude to the employees and members of the Canadian Forces Grievance Board for their support and hard work. Without such dedication and professionalism, the Board could not strive to be a centre of expertise in military grievances and a model administrative tribunal.

[The original version was signed by Bruno Hamel]

Bruno Hamel
Chairperson


Section I – Overview

Raison d’être

The raison d'être of the Canadian Forces Grievance Board (CFGB or the Board) is to provide an independent and external review of military grievances. Section 29 of the National Defence Act (NDA) provides a statutory right for an officer or a non-commissioned member who has been aggrieved, to grieve a decision, an act or an omission in the administration of the affairs of the Canadian Forces (CF). The importance of this broad right cannot be overstated since it is, with certain narrow exceptions, the only formal complaint process available to CF members.

Responsibilities

The Board is an independent administrative tribunal reporting to Parliament through the Minister of National Defence.

The Board reviews grievances referred to it and provides findings and recommendations (F&Rs) to the Chief of the Defence Staff (CDS) and the officer or non-commissioned member who submitted the grievance.

The Board also has the obligation to deal with all matters before it as informally and expeditiously as the circumstances and the considerations of fairness permit.

Strategic Outcome(s) and Program Activity Architecture (PAA)

Figure 1

Chart: Figure 1 demonstrates the CFGB's strategic outcome and framework of program activities

[Long description: Figure 1 demonstrates the CFGB's strategic outcome and framework of program activities]

PAA Crosswalk

In 2010, the Board conducted a strategic review of its plans and priorities, in consideration of the unique role it plays in the military grievance process and its expertise as an administrative tribunal. The exercise led to the adoption of a new Strategic Outcome (SO) which now reads: "The Chief of the Defence Staff and members of the Canadian Forces have access to a fair, independent and timely review of military grievances."

The new SO more accurately reflects the Board's mandate and vision and was approved as part of the Treasury Board Secretariat amendments process for 2011-12 and future year Estimates. It is important to note that the 2011-12 Departmental Performance Report will be the first report to assess performance based on the revised and improved Performance Measurement Framework.

Organizational Priorities

Performance Status Legend

Exceeded: More than 100 per cent of the expected level of performance for the priority identified in the corresponding RPP was achieved during the fiscal year.

Met All: 100 per cent of the expected level of performance for the priority identified in the corresponding RPP was achieved during the fiscal year.

Mostly Met: 80 to 99 per cent of the expected level of performance for the priority identified in the corresponding RPP was achieved during the fiscal year.

Somewhat Met: 60 to 79 per cent of the expected level of performance for the priority identified in the corresponding RPP was achieved during the fiscal year.

Not Met: Less than 60 per cent of the expected level of performance for the priority identified in the corresponding RPP was achieved during the fiscal year.

Priority #1 Type1 Program Activity
Ensure optimum productivity and excellence Ongoing Review of Canadian Forces grievances referred by the Chief of the Defence Staff
Status

Mostly met

Optimizing the Board's Contribution to Fairness and Transparency – In October 2010, acting on the recommendations of a CF working group which included representation by the Board, the Armed Forces Council, the senior executive body of the CF, approved the introduction, on a trial basis, of a new approach for the referral of grievances. Under the current model, not every grievor has the opportunity to have an external review of their grievance since regulations stipulate that only certain categories of grievances are referred to the Board. Discussions had been underway with the CF to refer grievances to the Board using a "principled approach", in which the Board would review all grievances at the Final Authority (FA) Level for those cases where the CF are unable to find a resolution acceptable to the grievor. In such cases, the Board would provide the benefit of an independent and external review before the CDS renders a decision. The pilot project had a start date of January 1, 2011 and is expected to last to fall 2011. The Board is committed to the success of this innovative model and has already taken the necessary steps to ensure it is fully prepared to respond to the anticipated workload increase associated with this pilot project.

Review of the National Defence Act – The Board continues to seek the implementation of three outstanding recommendations raised by the late Chief Justice Antonio Lamer in his 2003 report2. These three recommendations would allow Board members to complete their caseload after the expiration of their term; provide the Board with subpoena power; and establish that the Board's annual report be based on a fiscal year rather than the calendar year. However, the Board noted they were not included in Bill C-413, which in 2011 died on the order paper. The Board hopes that these recommendations will be included in the next amendments to the NDA.

Improved processes and tools - Increased Operational Efficiency – Operational efficiency remains a priority at the Board in order to respond to its obligation to review grievances "expeditiously" and to contribute to a fair and transparent military grievance process. In 2010, the Board succeeded, for the second consecutive year, in further reducing the average time required for the review of grievances. By March 31, 2011, the elapsed time required for the Board to review a grievance and to issue F&R had been reduced to an average of 3.2 months, for cases received in 2010. This represents an improvement of 67% compared to 2008 (9.6 months), and 47.2% compared to 2009 (6.1 months).

Technology and Work Tools – To achieve its performance and quality objectives, the Board relies on a solid technology infrastructure and ensures its employees have access to the right tools. Several initiatives to increase efficiency and reduce the risk of loss of documents were implemented in 2010. For example:

  • The Board is moving towards a paperless work environment by giving priority to electronic exchange and storing of grievance files.
  • An advanced video-conferencing system was implemented and successfully integrated into the Board's operations. The system reduces travel costs of Board members residing in different regions of the country and improves communications with the Board's staff in Ottawa. The system can also be used during hearings to receive testimony from witnesses.

Priority #2 Type1 Program Activity
Enhance communications and relations with stakeholders Ongoing Review of Canadian Forces grievances referred by the Chief of the Defence Staff
Status

Mostly met

Communications in Support of the Board's Mandate – Over the last decade, the Board has dedicated substantial efforts to eliminate a common misconception that it is an organization internal to the Department of National Defence (DND) and the CF. These efforts to pursue a name change over the last several years culminated with the tabling of Bill C-41 which included a provision to change the name of the Board to the Military Grievances External Review Committee. The proposed change is important for the Board, which has been aware for some time that the current name does not reflect its unique and external role. The Board believes that the new name, when adopted, will lead to a better understanding of the specific role for which it was created. The Board is hopeful that this provision will be included in the next amendment to the NDA.

Recommendation from the program evaluation – In 2010, the Board responded to a recommendation from the five-year program evaluation and redefined its communications objectives to ensure closer alignment with its mandate and strategic direction. Three communications objectives were identified. First and foremost, the Board wanted to ensure that all parties involved in the military grievance process understand its role. Second, the Board recognized the importance of having all parties benefit from its unique perspective on matters raised in grievances. Third and finally, as a public organization, the Board reaffirmed its commitment to communicate the results of its work to the citizens of Canada, to whom it is ultimately responsible. The Board engaged in a variety of activities to meet these communications objectives, including:

  • Posting new case summaries and recommendations on issues of systemic nature on the CFGB's Web site. Summaries and recommendations provide the reader with a wealth of information on policies and regulations as well as on grievance issues;
  • Publications of Perspectives, a newsletter primarily directed to senior officers at DND Headquarters. Through Perspectives, the Board shares with CF decision-makers valuable information about grievance trends and areas of dissatisfaction that come to its attention during the review of individual grievances;
  • Publication of a quarterly electronic bulletin available through the Board's Web site. The eBulletin highlights current and interesting cases recently reviewed by the Board;
  • A new statistics page on the Web site to provide a global overview, in graphics and numbers, of the Board's F&Rs for cases reviewed over the past five years, and of CDS decisions on these cases; and
  • Visits to CF bases to maintain direct communication with members of the CF in their work environment.

At the same time, the Board developed a strategy for obtaining feedback from its various audiences, in order to ensure the effectiveness of its communications. A survey was developed for base personnel attending the Board's presentations during base visits and was administered for the first time in 2010 at the CF Base Borden. Additional surveys are also being developed to secure feedback from readers of the Board's publications and Web site. This feedback will be used to ensure the Board's messaging remains relevant and is consistent with its communications objectives.


Priority #3 Type1 Program Activity
Maintain the overall effective management and leadership of the CFGB Ongoing Internal Services
Status

Met all

Course adjustment – In 2010, the Board conducted a strategic review of its plans and priorities, in consideration of the unique role it plays in the military grievance process and its expertise as an administrative tribunal. The exercise led to the adoption of a new Strategic Outcome (SO) which now reads: "The Chief of the Defence Staff and members of the Canadian Forces have access to a fair, independent and timely review of military grievances." The new SO more accurately reflects the Board's mandate and vision and was approved as part of the Treasury Board Secretariat amendments process for 2011-12 and future year Estimates. It also represents a strategic adjustment in line with the Board's commitment to maximizing its contribution to the CF grievance process by extending the benefit of a "fair, independent and timely review" to all unresolved military grievances at the Final Authority (FA) level.

A program evaluation was conducted in accordance with the requirement for all government departments and agencies to assess their program every five years. The results of the evaluation, which covered the period from January 2005 to December 2009, validated the Board's strategic direction and priorities. The evaluation concluded that the grievance review program of the CFGB remains relevant, and that the need for an external review of military grievances continues to exist. The evaluation also concluded that the CFGB's objectives support government priorities and that its activities are consistent with federal roles and responsibilities. The evaluation made recommendations in two specific areas: the alignment of the Board's communications activities with its mandate; and the allocation of resources between its internal services and its grievance review program. Acting on these recommendations, the Board developed an action plan to evaluate strategic communications objectives and activities and adjusted the reporting of its financial resources.

Security Priorities – In 2010, the Board undertook a multi-pronged approach to improve all aspects of the organization's safety and security, including: personnel; physical and Information Technology (IT) infrastructure; knowledge; and assets. The Board worked toward developing a Departmental Security Plan. This included both updating its Business Continuity and Resumption Plan and developing a CFGB Threat and Risk Assessment (TRA). The implementation of the action plan arising from the recommendations of the TRA will be carried out in 2011-12.

The Board also developed and implemented improved IT and IM (Information Management) strategies with the intent of upgrading computer workplace systems, rationalizing its technology infrastructure and consolidating its IT security procedures.

1 Type is defined as follows: Previously committed to—committed to in the first or second fiscal year before the subject year of the report; Ongoing—committed to at least three fiscal years before the subject year of the report; and New—newly committed to in the reporting year of the DPR.

2 The First Independent Review by the Right Honourable Antonio Lamer of the provisions and operation of Bill C-25, and Act to amend the National Defence Act and to make consequential amendments to other Acts, as required under section 96 of Statutes of Canada 1998.

3 Bill C-41 Strengthening Military Justice in the Defence of Canada. An act to Amend the National Defence Act and to make consequential amendments to other Acts.

Risk Analysis

A Corporate Risk Profile has been developed, which identifies and assesses risks of strategic importance for the Board. Risk mitigation strategies have also been identified, and these are being integrated with business planning and day-to-day program activities.

Some risks remain constant for the Board; significant and unanticipated fluctuations in the volume of cases referred would have an impact on the timeliness of issuing F&Rs. Similarly, significant fluctuations would have an impact on the financial and human resources planned by the Board. Although the new "principled approach" pilot project has only just begun, the Board continues to evaluate workload planning assumptions and the impact of the implementation on the organisational structure in order to align the Board's resources accordingly.

The issue of security was also specifically addressed during the annual review of the Board's Risk Profile, and appropriate strategies were put in place to mitigate potential threats to the integrity of the organization's assets and institutional knowledge. Information security is critical in the context of disclosures of personal and protected information. The Board has implemented a number of practices aimed at ensuring the security of information, which include awareness training and updating its Business Continuity and Resumption Plan and completing a CFGB Threat and Risk Assessment (TRA).

The Board is intent on maintaining the focus on security until security awareness becomes an integral part of organizational activities and culture.

Summary of Performance


2010-11 Financial Resources (thousands)
Planned Spending Total Authorities Actual Spending
6,641.0 7,053.8 5,526.4

2010-11 Human Resources (FTEs)
Planned Actual Difference
46 38 8

Strategic Outcome: Findings and Recommendations of the Canadian Forces Grievance Board are implemented and lead to improved conditions of service for members of the Canadian Forces
Performance Indicators Targets 2010-11 Performance
The percentage of systemic recommendations that merit further study. 75% of recommendations that merit further study are accepted.

Exceeded

In the last three fiscal years, a total of 71 recommendations on systemic issues have been communicated to the Chief of the Defence Staff (CDS). Of these, the CDS accepted 77.8% which merited further study.

Synopses of these and other cases and the associated recommendations can be found on the Board's Website at the following address:
http://www.cfgb-cgfc.gc.ca/English/SR.html

The percentage of the CDS agreement with the Board's recommendations regarding the interpretation and application of regulations, policies and guidelines. 80% agreement

Mostly met

In 2010-11, 63% of recommendations on systemic issues included the interpretation and application of regulations, policies and guidelines. The CDS agreed with the Board on 77% if its recommendations.

The percentage of survey respondents indicating that the Board has contributed to changes to CF regulations, policies and guidelines. 70% agreement

Exceeded

This performance indicator was assessed through an evaluation of the CFGB Review of Military Grievances Program – July 2010, Government Consulting Services (GCS).

The evaluation assessed the extent to which the CFGB has: improved regulations, policies, guidelines and the grievance process; helped in the administration of the affairs of the CF; and impacted on the morale of CF members.

With regard to whether or not the CFGB has helped in the administration of affairs of the CF, 80% of interviewees were in agreement. They noted that the CFGB F&Rs raise awareness of areas where policy changes may be needed and help confirm interpretation of policies thereby allowing Initial Authorities (IAs) to be more confident in their decisions. The website and publications also help IA and potential grievors in deciding on how to proceed when issues arise.

The evaluation report can be consulted at the following link:
http://www.cfgb-cgfc.gc.ca/documents/Eval_CFGB_ERMGP0710-e.PDF


($ thousands)
Program Activity 2009-10
Actual
Spending
2010-11 Alignment to Government of Canada Outcomes
Main
Estimates
Planned
Spending
Total
Authorities
Actual
Spending
Review of Canadian Forces grievances referred by the CDS 2,360.5 3,499.0 3,499.0 3,725.9 3,788.8 Link Indicator Well-managed and efficient government operations

($ thousands)
Program Activity 2009-10
Actual
Spending
2010-11
Main
Estimates
Planned
Spending
Total
Authorities
Actual
Spending
Internal Services 3,304.4 3,142.0 3,142.0 3,327.9 1,737.6

Expenditure Profile

Figure 2 Departmental Spending Trend

($ thousands)

Chart: Figure 2 shows the Board's spending trend

[Long description: Figure 2 shows the Board's spending trend]

Estimates by Vote

For information on our organizational votes and/or statutory expenditures, please see the 2010–11 Public Accounts of Canada (Volume II) publication. An electronic version of the Public Accounts is available at http://www.tpsgc-pwgsc.gc.ca/recgen/txt/72-eng.html.