This page has been archived.
Information identified as archived on the Web is for reference, research or recordkeeping purposes. It has not been altered or updated after the date of archiving. Web pages that are archived on the Web are not subject to the Government of Canada Web Standards. As per the Communications Policy of the Government of Canada, you can request alternate formats on the "Contact Us" page.
The original version was signed by
The Honourable Vic Toews, P.C., Q.C., M.P.
Minister of Public Safety
Correctional Investigator's Message
Section I: Organizational Overview
Section II: Analysis of Program Activities by Strategic Outcome(s)
Section III: Supplementary Information
Section IV: Other Items of Interest
The mandate of the Office of the Correctional Investigator reflects fundamental elements of Canadian democratic values and traditions in our criminal justice system. The Office is one of many oversight agencies that exist to provide independent assurance to Canadians and parliamentarians that federal services and programs are delivered in an open, transparent and accountable manner.
As an ombudsman for federally sentenced offenders, independence, impartiality and respect for human rights are the foundations of my Office's mandate. While established in 1973, the Office achieved legislative authority in 1992 with the proclamation of the Corrections and Conditional Release Act (CCRA). With this legislation, Parliament expressly acknowledged the retained rights of federally sentenced offenders. Since 1973, the Office has maintained a tradition of excellence in achieving this mandate by delivering accessible ombudsman services to the federal offender population, through receiving and resolving individual complaints, conducting systemic investigations aimed at the root cause of individual complaints, and, pursuant to the CCRA, reviewing cases involving serious bodily injury or deaths in custody, as well as reviewing use of force incidents. The work performed by investigative staff and their ongoing dedication to ensure legal and policy compliance and fair decision-making, is rooted in the principle that offenders, like every other Canadian, must be treated fairly and in accordance with the rule of law.
In the reporting period, my Office will continue to pursue and monitor areas of concern, including our corporate priorities which reflect the challenges faced by the Correctional Service of Canada in managing Canadian penitentiaries and offenders. Our corporate priorities will continue to be: access to physical and mental health services; preventing deaths in custody; conditions of confinement; issues facing Aboriginal offenders; access to correctional programming; and, issues affecting federally sentenced women. The pursuit and monitoring of these areas will include the launch or completion of several systemic investigations, including: the adequacy of the Mortality Review Process; a review of the gap in correctional outcomes for Aboriginal peoples; management of self-injurious behaviour by women offenders; access to programs by black offenders; and, conditions of confinement in maximum security institutions.
On the corporate front, efforts to identify program efficiencies and reduce the costs of the delivery of our main program activity, Ombudsman to federal offenders, will continue to be a priority for the Office in the reporting period. To that end, a review of one of our major expenditures, travel to institutions, will be completed in order to confirm that the program is delivered in the most effective and cost efficient manner, consistent with our legislative mandate.
Finally, during the reporting period, my Office will deliver on several major components of our Information Management Strategic Plan. A significant investment in applications and other tools will be required. This will ensure an ongoing and effective information management capacity for the organization consistent with policy and best practices.
On a personal note, I was extremely pleased to have received the confirmation of my reappointment, effective April 1, 2012, to a three-year term as Correctional Investigator of Canada. It is therefore with renewed conviction, energy and optimism that I present the 2012-13 Report on Plans and Priorities.
Howard Sapers
Correctional Investigator
The Office of the Correctional Investigator (OCI) provides Canadians with timely, independent, thorough and objective monitoring of their federal correctional system to ensure that it remains safe, fair, humane and effective. Essentially, its oversight role is to ensure accountability of the Correctional Service of Canada in carrying out its statutory mandate in compliance with its domestic and international legal and human rights obligations.
The mandate of the OCI, as defined by the Corrections and Conditional Release Act, is to function as an Ombudsman for federal offenders. The organization is independent of the Correctional Service of Canada and may initiate an investigation on receipt of a complaint by or on behalf of an offender, at the request of the Minister or on its own initiative. The Correctional Investigator is required by legislation to report annually through the Minister of Public Safety to both Houses of Parliament.
The OCI's strategic outcome is: “The problems of offenders in the federal correctional system are identified and responded to in a timely fashion”. The main program activity (Ombudsman to federal offenders), encompasses four organizational priorities and six corporate priorities.
The OCI's organizational priorities are as follows:
Its six corporate priorities consist of the following areas of focus identified as part of a strategic planning exercise, namely:
The other program activity (Internal Services) supports the delivery of the Office's Ombudsman role to federal offenders as well as its corporate obligations to the central agencies of the federal government.
Priority | Type1 | Strategic Outcome(s) and/or Program Activity(ies) |
---|---|---|
Investigate and resolve individual offender issues. |
Ongoing | The problems of offenders in the federal correctional system are identified and responded to in a timely fashion. |
Description: The primary role for the OCI is to investigate individual offender complaints via the toll-free telephone line, institutional visits, and interviews with offenders, offender groups and CSC staff. | ||
Status | ||
Why is this a priority? Section 167 of the organization's enabling legislation, the Corrections and Conditional Release Act, states that: “It is the function of the Correctional Investigator to conduct investigations into the problems of offenders related to decisions, recommendations, acts or omissions of the Commissioner or any person under the control and management of, or performing services for or on behalf of, the Commissioner that affect offenders either individually or as a group”. Plans for meeting the priority Resources (current and incremental) will be directed to lead and conduct investigations; individual complaints will continue to be prioritized and responded to; and information as well as outcomes will be documented in DATIS – the case management tool. |
1Type is defined as follows: previously committed to—committed to in the first or second fiscal year prior to the subject year of the report; ongoing—committed to at least three fiscal years prior to the subject year of the report; and new—newly committed to in the reporting year of the RPP or DPR.
Priority | Type | Strategic Outcome(s) and/or Program Activity(ies) |
---|---|---|
Review the CSC's management of mandated issues. | Ongoing | The problems of offenders in the federal correctional system are identified and responded to in a timely fashion. |
Description: Review S. 19 (serious bodily injury or deaths in custody) investigations and review use of force incidents; make representations and/or recommendations to CSC officials at the appropriate level; and monitor/evaluate their response. | ||
Status | ||
Why is this a priority? The organization's involvement in S.19 reviews is required as per the Corrections and Conditional Release Act. The review and assessment of use of force incidents is in keeping with the recommendations of the Arbour Commission of Inquiry and best practices. Plans for meeting the priority Resources (indeterminate FTEs) are committed to these areas to ensure the timely review of cases and appropriate interactions with the CSC. |
Priority | Type | Strategic Outcome(s) and/or Program Activity(ies) |
---|---|---|
Investigate, resolve and provide leadership on specifically identified systemic issues stemming from the corporate priorities. | Ongoing | The problems of offenders in the federal correctional system are identified and responded to in a timely fashion. |
Description: Following a strategic planning exercise, senior management identified six systemic areas requiring a specific focus and periodic review: access to physical and mental health services; preventing deaths in custody; conditions of confinement; issues facing Aboriginal offenders; access to correctional programming; and, issues affecting federally sentenced women. | ||
Status | ||
Why is this a priority? The completion of national systemic investigations in these areas should result in a reduction in the number of individual offender complaints that the Office receives. More importantly, it should help address long-standing concerns of offenders as it relates to their incarceration and safe reintegration in the community as law abiding citizens. Plans for meeting the priority The OCI will conduct reviews and systemic investigations in these areas and increase its outreach efforts towards vulnerable groups, including those suffering from mental health issues. The OCI will review and make recommendations on the Correctional Service of Canada's policies and procedures. It will use comparative analysis of CSC's statistics; institutional performance relating to these corporate priorities; oversight and evaluation through follow-up; and impact analysis of CSC's responses. The organization will focus its efforts and resources in these areas. |
Priority | Type | Strategic Outcome(s) and/or Program Activity(ies) |
---|---|---|
Information Management | Ongoing | The problems of offenders in the federal correctional system are identified and responded to in a timely fashion |
Description: A structured approach to the management of information assets will result in the development of the appropriate tools, policies and governance in support of sound information management. | ||
Status | ||
Why is this a priority? It is a requirement in order to remain compliant with policy and the law. Plans for meeting the priority The three-year IM Strategic Plan encapsulates yearly deliverables that are monitored on a quarterly basis. Adjustments to the Plan are made as required. |
Maintaining an independent and objective review process within a correctional environment where the Office has no control over the number of complaints requiring investigations presents a number of unique challenges:
In addition, the Office does not foresee a decline in either the overall demand for services or in the complexity of the issues it is called upon to address. The environment in which it operates continues to be extremely challenging. As documented in the OCI’s latest Annual Report, “the offender population is increasing and will continue to grow as recent policy and legislative initiatives fully take effect”. Regardless of population pressure, there remains a legislated requirement on the part of the CSC to provide safe and humane custody. Moving forward requires not only innovative and dedicated services, but also sound risk management, knowledge-driven decision-making, rigorous stewardship, clear accountabilities and responsible spending.
2012-13 | 2013-14 | 2014-15 |
---|---|---|
4,674 | 4,652 | 4,652 |
2012-13 | 2013-14 | 2014-15 |
---|---|---|
36 | 36 | 36 |
Performance Indicators | Targets |
---|---|
Percentage of recommendations from the Annual Report and other significant reports issued by the OCI that are accepted in whole or in part by the Correctional Service of Canada. |
100% |
Following the prioritization of workload, percentage of offender complaints responded to (closed cases in DATIS) in a timely fashion. |
100% |
Program Activity | Forecast Spending 2011-12 |
Planned Spending | Alignment to Government of Canada Outcomes | ||
---|---|---|---|---|---|
2012-13 | 2013-14 | 2014-15 | |||
Ombudsman to federal offenders |
$3,331 | $3,730 | $3,722 | $3,722 | Safe and Secure Communities |
Total Planned Spending | $3,730 | $3,722 | $3,722 |
Program Activity | Forecast Spending 2011-12 |
Planned Spending | ||
---|---|---|---|---|
2012-13 | 2013-14 | 2014-15 | ||
Internal Services |
$1,142 | $944 | $930 | $930 |
Total Planned Spending | $944 | $930 | $930 |
The planned spending amount for the Internal Services program activity includes corporate costs associated with the provision of services contracted out or performed by other organizations. These internal services include Access to Information and Privacy Contract, 30K; Memorandum of Understanding with Public Safety Canada, 200K; Memorandum of Understanding with the Public Service Commission, 25K and 20K for the purchase of IT equipment. If this planned spending amount was adjusted to factor out these corporate initiatives, the Internal Services component would total 14% of the overall planned spending in 2012-13.
As reflected in this chart, organizational spending remains consistent until 2014-15. Funding received in 2010-11 to address workload pressures contributes to the organization's forecast and planned spending trend which stabilizes at 4,652 (thousands) in 2013-14 and ongoing.
For information on our organizational appropriations, please see the 2012-13 Main Estimates publication.
The OCI has a single strategic outcome: “the problems of offenders in the federal correctional system are identified and resolved in a timely fashion” and is supported by its main program activity “Ombudsman to federal offenders”.
The tables below describe how the organization's main program activity aligns to the Strategic Outcome, and how the organization plans to measure success and ultimately benefit Canadians.
Through this program activity, the Office of the Correctional Investigator conducts investigations of individual offender complaints regarding acts, omissions, decisions and recommendations of the Correctional Service of Canada (CSC). It also has a responsibility to review and make recommendations on CSC's policies and procedures associated with the areas of individual complaints, to ensure that systemic areas of complaint are identified and appropriately addressed, and to review all Section 19 investigations performed by CSC following the death of, or serious injury to, an inmate.
2012-13 | 2013-14 | 2014-15 |
---|---|---|
3,730 | 3,722 | 3,722 |
2012-13 | 2013-14 | 2014-15 |
---|---|---|
31 | 31 | 31 |
Program Activity Expected Results | Performance Indicators | Targets |
---|---|---|
To provide responsive and timely Ombudsman services to federal offenders. |
Percentage of completed institutional visits. |
100% completion rate as per OCI policy and service delivery standards. |
Percentage of responses to individual offender complaints (closed cases) by timeframe. |
100% completion rate as per OCI policy and service delivery standards. |
|
Percentage of usage by inmate population of OCI services as indicated by the number of interviews and contacts as per DATIS entries. |
Increased percentage of usage in comparison to previous fiscal year. |
|
Percentage of acceptance by CSC of OCI recommendations on key systemic areas of offender concern. |
100% of all recommendations made to the CSC are accepted in whole or in part. |
|
Number of Section 19 and Use of Force cases reviewed. | 100% completion rate as per OCI policy and service delivery standards. |
This Report on Plans and Priorities reflects a strategic planning exercise in which a review of investigative procedures and practices was completed and confirmed the organization's alignment with its mandate. From this exercise, six corporate priorities were identified: access to physical and mental health services; preventing deaths in custody; conditions of confinement; issues facing Aboriginal offenders; access to correctional programming; and, issues affecting federally sentenced women. A work plan detailing national systemic investigations in these areas was developed and will guide investigative staff in the reporting period.
In the first year of this Report on Plans and Priorities, the organization expects to house a full complement of investigative staff that will contribute to the delivery of the mandate, bolster systemic investigations and continue to effectively respond to individual offender complaints. It is expected that turnover will not be a factor in the life of this Plan which will allow for effective planning of institutional assignments, workload distribution and completion of systemic investigations. However, the organization will continue to rely on the ongoing establishment of pools of qualified candidates at every level within the investigative stream.
The OCI has a single strategic outcome: “the problems of offenders in the federal correctional system are identified and resolved in a timely fashion”, and is supported by its secondary program activity “Internal Services”.
Internal Services are groups of related activities and resources that are administered to support the needs of programs and other corporate obligations of an organization. These groups are: Management and Oversight Services; Communications Services; Legal Services; Human Resources Management Services; Financial Management Services; Information Management Services; Information Technology Services; Real Property Services; Materiel Services; Acquisition Services; and Travel and Other Administrative Services. Internal Services include only those activities and resources that apply across an organization and not to those provided specifically to a program.
2012-13 | 2013-14 | 2014-15 |
---|---|---|
944 | 930 | 930 |
2012-13 | 2013-14 | 2014-15 |
---|---|---|
5 | 5 | 5 |
The organization has several memoranda of understanding (MOUs) in place with departmental service providers who provide basic corporate services to the organization, i.e., financial services, pay and compensation, contracting, staffing and other HR services. These MOUs include quality control, oversight, monitoring, and performance indicators. The organization's Internal Services performance is assessed by the OCG's core control and horizontal audits.
$ Change | Future-Oriented 2012-13 |
Future-Oriented 2011-12 |
|
---|---|---|---|
Total Expenses | 343,443 | 5,376,474 | 5,033,030 |
Total Revenues | |||
Net Cost of Operations | 343,443 | 5,376,474 | 5,033,030 |
$ Change | Future-Oriented 2012-13 |
Future-Oriented 2011-12 |
|
---|---|---|---|
Total assets | 20,750 | 103,550 | 124,300 |
Total liabilities | 18,661 | 848,848 | 830,187 |
Equity | 39,412 | (745,299) | (705,887) |
Total | 20,750 | 103,550 | 124,300 |
The full suite of future-oriented financial statements can be accessed at the Office of the Correctional Investigator web site at: www.oci-bec.gc.ca/rpt/index-eng.aspx
This Report on Plans and Priorities does not include any supplementary information tables.
Manuel Marques
Director, Corporate Services and Planning, Chief Financial Officer
manuel.marques@oci-bec.gc.ca
The Office of the Correctional Investigator Website: http://www.oci-bec.gc.ca
E-mail: org@oci-bec.gc.ca
Enabling legislation: Corrections and Conditional Release Act at www.justice.gc.ca
Reports and Discussion Papers found at the Office of the Correctional Investigator's website (www.oci-bec.gc.ca):