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Expenditure Management

Departmental Performance Reports

2010-11

Supplementary Tables
Table of Contents
Sources of Respendable and Non-respendable Revenue
User Fees/External Fees
Green Procurement
Internal Audits and Evaluations

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ARCHIVED - Office of the Superintendent of Financial Institutions - Supplementary Tables

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Internal Audits and Evaluations

Internal Audits (2010-2011 reporting period - covering 2009-2010 and 2010-2011 planning period)

1. Name of Internal Audit	2. Internal Audit Type	3. Status	4. Completion Date
Corporate Services - Finance – Revenue	Revenue Business Cycle	Completed	November 2010
Corporate Services - Human Resources Performance Management	Performance Management	Completed	November 2010
Regulation Sector - Private Pensions Plan Division – Approvals Management and Control Framework	Approvals	Completed	November 2010
Corporate Services – Finance – Contracting for Professional Information Management/Information Technology	Contracting for Professional Information Management/Information Technology	In Progress	June 2011
Superintendent’s Office - Risk Management	Risk Management	In Progress	2011-12
Supervision Sector – Life Insurance Group – Conglomerates	Risk Assessment & Intervention	In Progress	2011-12
Regulation Sector: Actuarial	Supervision Support	Not yet Started	2011-12
Supervision Sector: Supervision Support Group, Credit Risk Division	Risk Assessment & Intervention – Follow-Up	In Progress	2011-12

OSFI’s Internal Audit group conducts regular internal audits. The Internal Audit Plan is approved one year at a time by the Audit Committee. The 2011-2012 to 2013-2014 audit plan was approved Q3 2010-2011. The audit plan is subject to change from year to year depending on changes to priorities or in the business.