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APPENDIX A: JOINT INITIATIVES, TABLE OF CUMULATIVE EXPENDITURES1


Joint Initiatives Active2 in 2006-07

Program name

Partner name3

Expenditures

   

Partner

SSHRC

Canadian Initiative on Social Statistics4

Statistics Canada

$141,631

$3,743,703

Chairs in the Management of Technological Change

NSERC

$10,794,987

$5,437,962

Forest Research Partnerships Program

Canadian Forest Service (CFS), NSERC and the private sector

See footnote 5

$620,624

Homelessness and Diversity Issues in Canada

National Secretariat on Homelessness, Human Resources and Social Development Canada (HRSDC)

$1,021,752

$716,900

Metropolis Project

Citizenship and Immigration Canada

$9,540,737

$6,570,159

Initiative on the New Economy (INE) Crossing Boundaries

Crossing Boundaries National Council Inc.

$900,000

$1,303,321

INE The Canada Project

Conference Board of Canada

Not available

$886,821

Intellectual Property Mobilization Program

NSERC and CIHR

Not available

$310,000

National Research Network on the Human Dimensions of Biosphere Greenhouse Gas Management

BIOCAP Canada Foundation

$1,827,088

$1,600,000

Ocean Management National Research Network Initiative

Fisheries and Oceans Canada

$984,603

$1,094,397

Official Languages Research and Dissemination

Canadian Heritage

$1,495,209

$1,514,021

Relationships in Transition

Law Commission of Canada

$546,021

$625,713

Sport Participation Research Initiative

Sport Canada

$481,836

See footnote 6

Virtual Scholar in Residence

Law Commission of Canada

$325,000

$400,000

Sub-total - active joint initiatives

 

$28,058,864

$24,823,621



Joint Initiatives Completed Before 2006-07

Program name

Partner name

Partner total contribution

SSHRC total contribution

Aboriginal Affairs

Indian Affairs and Northern Development Canada

$600,000

$561,197

Arts Literacy

Canada Council

$30,000

$33,500

CFS Graduate Supplements

CFS and NSERC

$100,000

See footnote 7

Canada in the World Grants

International Development Research Centre

$185,000

$18,034

Canadian Global Change

NSERC

$1,167,000

$228,306

Canadian Multicultural Society

Multiculturalism and Citizenship Canada

$30,000

$35,000

Canadian Tobacco Research Initiative

The National Cancer Institute of Canada, the Canadian Cancer Society, Health Canada and the Heart and Stroke Foundation of Canada

$966,601

$1,398,841

Canadian Health Services Research Foundation / SSHRC Doctoral and Postdoctoral Fellowships

Canadian Health Services Research Foundation

$382,334

$573,689

Community-University Research Alliances in Housing

Canada Mortgage and Housing Corporation

$704,849

$1,100,001

Cultural Development in an Open Economy

Department of Communications

$50,000

$100,000

Electronic Publishing Networks

Industry Canada

$103,800

$103,800

Essential Skills

Human Resources Partnerships and HRSDC

$534,166

$534,166

Family Violence and Violence Against Women

Health Canada

$1,250,000

$1,760,350

Federalism and Federations

Intergovernmental Affairs, Privy Council Office

$2,308,200

$942,642

Health Career Awards8

Medical Research Council and National Health Research and Development Program (Health Canada)

$392,100

$196,050

Health Institutes Design Grants

Canadian Health Services Research Foundation

$150,000

$666,411

Health Promotion

Health Canada

$1,375,000

$1,625,000

INE Canadian Education Statistics Council-SSHRC Education Research Initiative9

Canadian Education Statistics Council, Statistics Canada

$340,729

$1,120,378

INE Skills Research Initiative

Industry Canada and HRSDC

$1,146,276

$705,147

Innovation Systems Research Networks

National Research Council Canada and NSERC

$280,000

$180,000

Law and Social Issues

Department of Justice Canada and the Department of the Solicitor General

$40,000

$90,000

Multiculturalism Issues in Canada

Canadian Heritage

$1,300,000

$1,407,768

Project on Trends

Policy Research Secretariat

$145,000

$431,212

Reducing Health Disparities & Promoting Equity for Vulnerable Populations5

CIHR

Not available

$190,504

Research on Canadian Children and Youth

HRSDC

$25,000

see footnote 6

Science Culture in Canada

Northern Telecom Limited

$200,000

$322,490

Society, Culture and the Health of Canadians II

CIHR and National Health Research and Development Program

$4,322,638

$4,315,139

The Integration of Persons with Disabilities

Status of Disabled Persons Secretariat, HRSDC

$750,000

$754,890

The Non-Profit Sector in Canada

The Kahanoff Foundation

$663,859

$663,861

Valuing Literacy in Canada

National Literacy Secretariat of HRSDC

$1,250,000

$1,152,549

Sub-total - completed joint initiatives

 

$20,792,552

$21,210,925

 

 

 

 

Total - active and completed
joint initiatives

 

 $48,851,416

$46,034,546

 

 

 

 

Notes:

 

 

 

1. This includes expenditures from the start date of the joint initiative up to March 31, 2007.

2. A joint initiative is considered active when a payment has been made during the fiscal year in question.

3. Note that the name of the partner(s) listed is the name at time of the original agreement.

4. There is also a contribution in-kind by the partner.

5. SSHRC's contribution is for projects with a social sciences and humanities component only; partners' funding is not available.

6. Partner funds the full research grant, and SSHRC funds the full scholarship to which the partner adds a supplement.

7. SSHRC funds the full scholarship to which the partner adds a supplement.

8. SSHRC covered one third of the cost of the first-year award during the transition phase to CIHR; all costs in subsequent years were covered by CIHR.

9. Amount shown is only for funds that were administered by SSHRC; the partner's contribution is higher than the amount shown.


1. See http://www.sshrc.ca for more information on SSHRC.
2. Please note that deferments or postponements of awards often occur in grants and scholarships programs, and result in discrepancies between planned and actual spending. Any other significant discrepancies are explained as required. SSHRC never plans to spend beyond its total allotment for the fiscal year.
3. Please note that this priority was not explicitly stated in SSHRC's 2006-07 RPP.
4. In the 2006-07 RPP, "expected results" were not always identified at the program activity (PA) level. This table represents a summary of 2006-07 performance at the PA level, as required.
5. Performance status:

  • "Met all expectations" indicates that all 2006-07 performance milestones identified in the RPP were fully met.
  • "Met most expectations" indicates that most 2006-07 performance milestones identified in the RPP were met.
  • "Met some expectations" indicates that some 2006-07 performance milestones identified in the RPP were met.
  • "Not met" indicates that the results statement was not achieved in the time frame specified and/or significant work remains to be done.

6. The discrepancy between planned and actual expenditures for the Canada Research Chairs Program results primarily from unused grant funds for those Chair positions that are currently vacant.
7. This discrepancy between planned and actual expenditures results from a transfer of funds to the Department of National Defence for the Indirect Costs program funding allocated to the Royal Military College. The Royal Military College is an accredited university, but is within the federal government.
8. SSHRC, Corporate Performance, Evaluation and Audit Division, Integrated Results-based Management and Accountability Framework and Risk-based Audit Framework, Ottawa, September 2006.
9. President Gaffield's biographical notes are available at http://www.sshrc.ca/web/about/members/gaffield_e.asp.
10. See http://www.sshrc.ca/web/about/governance_e.asp.
11. Statistics Canada, Centre for Education Statistics, 2004-05.
12. Statistics Canada, Enhanced Student Information System, 2003-04.
13. See http://www.fin.gc.ca/ec2006/plan/ecpame.html.
14. As per the 2006-07 DPR guidelines provided by Treasury Board, this is not an exhaustive list of every program and service within SSHRC. This DPR reports on sub-activities (delivery mechanisms) under program activity areas referenced in the 2006-07 RPP.
15. Please note that deferments or postponements of awards often occur in grants and scholarships programs, and result in discrepancies between planned and actual spending. Any other significant discrepancies are explained as required. SSHRC never plans to spend beyond its total allotment for the fiscal year.
16. SSHRC, Corporate Performance, Evaluation and Audit Division, Integrated Results-based Management and Accountability Framework and Risk-based Audit Framework, Ottawa, September 2006.
17. Key activities that define "research base" include undertaking new research, publishing research findings, developing and expanding personal research networks, broadening teaching experience and becoming competitive in national research competitions.
18. The apparent discrepancy between planned and actual spending is attributed to the fact that fellowships and scholarships programs often have a number of awards that are declined or deferred in a fiscal year.
19. See http://www.sshrc.ca/web/apply/program_descriptions/fellowships/cgs_masters_e.asp.
20. See http://www.sshrc.ca/web/apply/program_descriptions/fellowships/doctoral_e.asp .
21. See http://www.tbs-sct.gc.ca/dpr-rmr/0506/SSHRC-CRSHC/SSHRC-CRSHC_e.asp .
22. See http://www.sshrc.ca/web/apply/program_descriptions/fellowships/postdoctoral_e.asp.
23. To see profiles of the 2006-07 prize winners, please visit http://www.sshrc.ca/web/winning/prize_e.asp.
24. The discrepancy between planned and actual expenditures for the Canada Research Chairs Program results primarily from unused grant funds for those Chair positions that are currently vacant.
25. The Canada Research Chairs Program is a tri-council program that operates in accordance with separate Terms and Conditions set out for it by Treasury Board and the distinct objectives for which it was established. For more information, see http://www.chairs.gc.ca.
26. It is unlikely that the full complement of 2,000 Chairs will ever be filled in its entirety at any one time. This is due to the natural dynamism of the program as chairholders retire and universities are in the process of submitting new nominations.
27. This is the most recent year for which annual reports were available at time of drafting this DPR; annual reports for the previous fiscal year are due to the secretariat on June 30.
28. Note that these stipends are not available to holders of CGS scholarships or SSHRC fellowships.
29. SSHRC, Corporate Performance, Evaluation and Analysis Branch, SSHRC's Benefits for Students: A Meta-Analysis of CPEA Studies from 2000-2006, Ottawa, February 2007 (internal study).
30. This discrepancy is due to the end-of-year reallocation of surplus funds unspent by other programs.
31 . See http://www.sshrc.ca/web/apply/program_descriptions/standard_e.asp.
32. Note that the number of researchers identified throughout this report refers to the total number of applicants, co-applicants and collaborators (including international collaborators) identified at the time of application.
33. "Success rate" refers to the percentage of successful applications, that is, the ratio of awards to the total number of applications meeting the programs eligibility criteria.
34. Final research reports for grants awarded in 2001 were due in 2005-06. As these are three-year grants, the outputs of 2006-07 awards (e.g., number of peer-reviewed publications, number of students trained, etc.) will not be evident until the recipients submit their final research reports in 2010-11. Results and outcomes of research projects, not only in the social sciences and humanities, but in all fields of research, generally become evident over an even longer time frame.
35. Electronic submission of final research reports was made possible in 2002-03. This data is from the first full cycle of final reports available for electronic data analysis.
36. Note that researchers may choose more than one potential impact of their research.
37. See http://www.sshrc.ca/web/apply/program_descriptions/mcri_e.asp.
38. Natalie Kishchuk, Performance Report: SSHRC's Major Collaborative Research Initiatives (MCRI) Program, Ottawa, March 2005 (http://www.sshrc.ca/web/about/publications/mcri_performance_e.pdf).
39.This discrepancy is due to the end-of-year reallocation of surplus funds unspent by other programs.
40. SSHRC, Corporate Performance, Evaluation and Analysis Branch, SSHRC's Benefits for Students: A Meta-Analysis of CPEA Studies from 2000-2006, Ottawa, February 2007 (internal study).
41. See http://www.sshrc.ca/web/apply/program_index_e.asp#2
42. See http://www.omrn-rrgo.ca.
43. See http://www.sshrc.ca/web/apply/program_index_e.asp#3.
44. See http://www.sshrc.ca/web/apply/program_descriptions/ine/public_outreach_e.asp.
45. This discrepancy is due to the end-of-year reallocation of surplus funds unspent by other programs.
46. See http://www.sshrc.ca/web/apply/program_descriptions/rdi_e.asp.
47. See http://www.sshrc.ca/web/apply/program_descriptions/cura_e.asp.
48. See http://www.sshrc.ca/web/apply/program_descriptions/iof_e.asp.
49. See http://www.sshrc.ca/web/apply/program_descriptions/boreas_e.asp.
50. See http://www.esf.org/activities/eurocores.html.
51. Although indicators for new programs were expected to be developed by end of 2006 (RPP 2006-07), they will be developed in the context of SSHRC's overall examination of its Program Activity Architecture (PAA) in refining its management, resources and results structure in fall 2007.
52. This discrepancy is due to the end-of-year reallocation of surplus funds unspent by other programs.
53. See http://www.sshrc.ca/web/apply/program_descriptions/knowledge_impact_e.asp.
54. See http://www.nce.gc.ca.
55. From http://www.nce.gc.ca/about_e.htm.
56. See http://www.cllrnet.ca.
57. From http://www.nce.gc.ca/pubs/ncenet-telerce/may2007/arctic-may07_e.htm.
58. The Indirect Costs program is a tri-council program that operates in accordance with the separate Terms and Conditions set out for it by Treasury Board and the distinct objectives for which it was established. For more information, see http://www.indirectcosts.gc.ca.
59. The discrepancy between planned and actual expenditures results from a transfer of funds to the Department of National Defence for the Indirect Costs program funding allocated to the Royal Military College. The Royal Military College is an accredited university, but is within the federal government.
60. See http://www.sshrc.ca/web/about/governance_e.asp#council for more information on SSHRC's standing committees.
61. See http://www.sshrc.ca/web/about/governance_e.asp#selection for more information on SSHRC's selection committees.
62. Please see http://www.sshrc.ca/web/about/publications/publications_ar_e.asp for SSHRC's most recent annual reports.
63. For more information on these transfer payment programs, see http://www.tbs-sct.gc.ca/rma/dpr3/06-07/index_e.asp.
64. See http://www.erasage.org .
65. See http://www.genomecanada.ca
66. See http://www.norface.org .
67. Mexico's national council on science and technology.
68. See http://www.nserc.ca/institution/mou_e.htm.