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ARCHIVED - Office of the Superintendent of Financial Institutions - Supplementary Tables
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Upcoming Internal Audits and Evaluations over the next three fiscal years
A. All upcoming Internal Audits over the next three fiscal years
| 1. Name of Internal Audit | 2. Internal Audit Type | 3. Status | 4. Expected Completion Date |
|---|---|---|---|
| Superintendent's Office: Risk Management | Risk Management | Completed | |
| Supervision Sector: Life Insurance Group - Conglomerates | Risk Assessment & Intervention | In Progress | April 2012 |
| Supervision Sector: Deposit Taking Institutions – Conglomerates | Risk Assessment & Intervention | 2011-2012 Planned | November 2012 |
| Corporate Services: Finance | Travel & Hospitality | In Progress | February 2012 |
| Corporate Services: Human Resources | Training & Development | 2011-2012 Planned | November 2012 |
| Corporate Services: Information Management / Information Technology | Governance | 2011-2012 Planned | November 2012 |
| Superintendent's Office: Internal Audit | Quality Assurance | 2012-2013 Planned | Q4 2012/13 |
| Supervision Sector: Property & Casualty Group | Risk Assessment and Intervention | 2012-2013 Planned | Q4 2012/13 |
| Supervision Sector: Supervision Support Group, Capital Markets Division | Risk Assessment and Intervention | 2012-2013 Planned | Q4 2012/13 |
| Regulation Sector: Capital Division | Rule-Making and Approvals | 2012-2013 Planned | Q4 2012/13 |
| Regulation Sector: Private Pension Plans Division | Risk Assessment and Intervention (Supervision) | 2014-2015 Planned | Q4 2014/15 |
| Corporate Services: Finance | Governance | 2013-2014 Planned | Q4 2013/14 |
| Corporate Services: Security Services Unit | Governance | 2012-2013 Planned | Q4 2012/13 |
| Supervision Sector: Deposit-Taking Group – Non-Conglomerates | Risk Assessment & Intervention | 2013-2014 Planned | Q4 2013/14 |
| Supervision Sector: Life-Insurance Group – Non-Conglomerates | Risk Assessment & Intervention | 2013-2014 Planned | Q4 2013/14 |
| Supervision Sector: Deposit-Taking Group – Risk Measurement Analytics and Assessment | Risk Assessment & Intervention | 2013-2014 Planned | Q4 2013/14 |
| Supervision Sector: Supervision Support Group – Practices | Supervisory Support | 2013-2014 Planned | Q4 2013/14 |
| Regulation Sector: Actuarial Division | Risk Assessment & Intervention | 2013-2014 Planned | Q4 2013/14 |
| Corporate Services Sector: Communications and Public Affairs Division | Governance | 2014-2015 | Q4 2014/15 |
| Corporate Services Sector: FRFI Data Management | Information Management | 2014-2015 | Q4 2014/15 |
| Supervision Sector: Supervision Support Group – Anti-Money Laundering & Compliance | Supervisory Support | 2014-2015 | Q4 2014/15 |
| Supervision Sector: Supervision Support Group – Operational Risk and Capital Assessment Services | Supervisory Support | 2014-2015 | Q4 2014/15 |
| Supervision Sector: Supervision Support Group – Risk Surveillance and Analytics | Supervisory Support | 2014-2015 | Q4 2014/15 |
| Office of the Chief Actuary – IT Models and Data Management | Information Management | 2014-2015 | Q4 2014/15 |
The Audit Committee approves OSFI's Annual Audit Plan two years ahead. The most recent Audit Plan and Audit Reports are available on OSFI's website:
(http://www.osfi-bsif.gc.ca/osfi/index_e.aspx?DetailID=894)