Common menu bar links
Breadcrumb Trail
ARCHIVED - Office of the Superintendent of Financial Institutions Canada
This page has been archived.
Archived Content
Information identified as archived on the Web is for reference, research or recordkeeping purposes. It has not been altered or updated after the date of archiving. Web pages that are archived on the Web are not subject to the Government of Canada Web Standards. As per the Communications Policy of the Government of Canada, you can request alternate formats on the "Contact Us" page.
Table: Internal Audits and Evaluations
The most recent Audit Plan and Audit Reports are available on OSFI’s website: OSFI’s Internal Audit Reports.
The table below provides the list of key internal audits that pertain to OSFI’s
work during the reporting period (2007-2008 and 2008-2009 IA planning period),
including electronic links to completed internal audits.
Internal Audits (2008-2009 reporting period – covering 2007-2008 and 2008-2009 IA planning period)
| Name of Internal Audit | Audit Type | Status | Completion Date | Electronic Link to Report |
|---|---|---|---|---|
| Superintendent’s office- Management Oversight | Superintendent’s Office | Completed | January 2009 | 2009 Jan - Superintendent Management Oversight Framework Review |
| Superintendent’s office- OSFI Planning Activities and Processes | Superintendent’s Office | Completed | April 2008 | 2008 April - Report on Planning Activities and Processes |
| Regulation Sector: Actuarial Division (support for Supervision) | Supervision – Risk Assessment and Interventions | Completed | June 2008 | 2008 June - RS - Actuarial Supervision Support - Life Insurance Review |
| Regulation Sector: Approvals & Precedents - Legislative Approvals | Regulation Sector - Approvals | Completed | October 2008 | 2008 Oct - RS - Approvals & Precedents - Legislative Approvals Review |
| Regulation Sector: Legislation and Policy Initiatives (LAPI) – Rule Making Division | Regulation Sector – Rule Making | Completed | July 2009 | 2009 July – LAPI: Management Control Framework Review |
| Regulation Sector: Accounting Rules & Supervision Support: Rule Making Process | Regulation Sector – Rule Making | In Progress | 2009-2010 | |
| Corporate Services: Human Resources Planning Framework | Corporate Services – Human Services | Completed | January 2009 | 2009 Jan - Human Resources Planning Framework Review |
| Corporate Services: IM/IT - Infrastructure Technology Services (ITS) – ITS Planning | Corporate Services – Information Management and Information Technology | Completed | January 2009 | 2009 Jan - Infrastructure Technology Services Planning Activities and Processes Audit |
| Corporate Services: Portfolio Management | Corporate Services | Completed | July 2009 | 2009 July - Portfolio Management Framework Review |
| Office of the Chief Actuary (OCA): Professional Services – Statutory Actuarial Reports – Canada Pension Plan (CPP) | Office of the Chief Actuary (OCA) | Completed | June 2009 | 2009 June - OCA Statutory Actuarial Reports Review (CPP) |